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New Fiduciary Rules May Have A Huge Impact On Your Portfolio

May 9, 2016
401k
Estate Planning
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What the New Fiduciary Rules Mean for You In early April the Department of Labor released the final version of their fiduciary rules. These rules apply to financial advisors who provide advice on retirement accounts such as an IRA or a 401(k).

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Securities offered through LaSalle St. Securities LLC (LSS), a broker-dealer and member FINRA/SIPC. Investment advisory services offered through LaSalle St. Investment Advisors, LLC (LSIA), an SEC-registered investment adviser affiliated with LSS. Link Financial Advisory is independent and not affiliated with LSS, LSIA, or their affiliates. Executive titles used on this website are not titles held with LSS, LSIA, or their affiliates.

This website is published for residents of the United States and is for informational purposes only. It does not constitute an offer to sell, or a solicitation of an offer to buy, any security or investment product. Persons and firms referenced may only offer services and transact business in states or jurisdictions where properly registered or exempt from registration. Not all products and services are available in every state or through every individual listed.

Investing involves risk, including the possible loss of principal. No investment strategy can guarantee results, and market conditions may affect outcomes.

Annuities and insurance products (if referenced) are issued by insurance companies. Contract guarantees, if any, are subject to the claims-paying ability of the issuing insurer. Products may include fees, surrender charges, and withdrawal limitations. Withdrawals may be taxable and, if taken prior to age 59½, may be subject to an additional IRS penalty.

Do not send trading instructions by email. If you need to place a trade, please contact our office at 702-724-0550. You should continue to rely on trade confirmations and account statements provided by the custodian(s) of your assets.

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